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Compliance Manager

hace 3 semanas


Montevideo, Uruguay INVIU A tiempo completo

Somos Inviu, la InvestTech que llegó para transformar la manera de invertir en la región. Trabajamos con foco en las personas y nos apoyamos en la tecnología para ofrecer una experiência única a través de productos simples, intuitivos y memorables. Nuestro objetivo: acercar las inversiones a las personas y simplificar lo complejo, tanto para inversores como para asesores. Diseñamos una plataforma digital que da lugar a verdaderos vínculos de confianza entre asesores e inversores. Libre, simple y sin barreras. Estamos impulsando #LaNuevaCulturaInversora. -- El Compliance Manager será el responsable de diseñar, desarrollar, ejecutar y controlar la estrategia del área de Compliance para Inviu Uruguay, entendiendo y asegurando el cumplimiento de todas las regulaciones de la industria, políticas de privacidad, protección y confidencialidad relevantes para toda la operación de Inviu en Uruguay. ¿Con qué desafíos te encontrarás? Gobierno Corporativo: redacción, aprobación, actualización, publicación y comunicación de diferentes programas, manuales y protocolos de Inviu Régimen Informativo: asegurar el cumplimiento de los diferentes reportes mensuales, trimestrales y anuales que las diferentes normativas aplicables a la operatoria diaria de Inviu le requieren por ser un Agente de Valores debidamente inscrito en Uruguay Auditorías: liderar y acompañar a las áreas involucradas en los diferentes procesos de auditorías, inspecciones y/o pedidos de información que pudieran llegar a realizar diferentes organismos de contralor de Uruguay Asesoramiento diario: asesorar a las unidades de negocio y áreas de staff en cuanto a las consultas sobre el debido cumplimiento normativo que pudieran llegar a tener, alineando dicho asesoramiento al encuadre de la matriz de riesgo y cumplimiento normativo

Somos Inviu, una propuesta única en la región. Diseñamos una plataforma digital que da lugar a verdaderos vínculos de confianza entre asesores e inversores. Libre, simple y sin barreras. Estamos impulsando una nueva cultura inversora. Creemos en una cultura horizontal, de confianza y transparencia. Promovemos la diversidad en todas sus dimensiones y pensamos de manera transversal a nuestro equipo los temas de género, discapacidad, sexualidad, generación, religión, raza, etc. Valoramos las diferentes perspectivas y trabajamos día a día para lograr la equidad Sumate a Inviu

**Requisitos**:
Experiência en el rol mayor a 5 años Experiência en Agente de Valores y/o Corredoras de Bolsa Sólida experiência en el monitoreo de operaciones y prevención de lavado de activos Conocimiento de políticas internas de la entidad y normativa en materia financiera Universitario graduado en Abogacía

Beneficios